Kwai Shan Yau
尤桂珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Shan Yau (尤桂珊), a licensed former licensee with CE reference APG987. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-27 | 2008-10-01 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2007-08-01 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Shan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.