Lei Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Yu, a licensed former licensee with CE reference APF652. This person has 12.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 - Advising on securities | 2016-03-21 | 2019-11-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-11 | 2016-03-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-09 | 2011-01-31 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-07-21 | 2009-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-11 | 2008-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.