Richard Yau Lun Wang
王幼倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Yau Lun Wang (王幼倫), a licensed former licensee with CE reference APD437. This person has 3.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | 2022-12-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | 2022-12-30 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-11 | 2010-06-24 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2010-06-24 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2007-06-28 | 2010-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Yau Lun Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.