Katherine Claire Pallister
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Claire Pallister, a licensed former licensee with CE reference APD352. This person has 2.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bucephalus Capital Management Advisors Limited | RO | Type 9 - Asset management | 2009-02-17 | 2009-09-04 |
| Bucephalus Capital Management Advisors Limited | Rep | Type 9 - Asset management | 2009-01-20 | 2009-02-17 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-25 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2007-06-25 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-06-25 | 2008-12-16 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Claire Pallister during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.