Wai Ho Lau
劉偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Lau (劉偉豪), a licensed former licensee with CE reference APD328. This person has 14.3 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-20 | 2022-04-07 |
| JA Securities Limited 金奧證券有限公司 |
RO | Type 4 - Advising on securities | 2021-08-20 | 2022-04-07 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2021-07-22 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-18 | 2021-07-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-17 | 2020-05-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2007-09-08 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ho Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tsan Chow Wong | Golden Asset Management Co., Limited | 2020–2021 |
| Yi Li | Golden Asset Management Co., Limited | 2020–2021 |
| Peng Liu | Golden Asset Management Co., Limited | 2020–2021 |
| Chi Wing Chuk | JA Securities Limited | 2021–2022 |
| Pui Yee Mak | Golden Asset Management Co., Limited | 2021 |
| Xiaotian Wang | Golden Asset Management Co., Limited | 2020–2021 |
| Kin Ching Lee | JA Securities Limited | 2022 |
| Xiaodong Liu | JA Securities Limited | 2022 |