Kin Pong Kwok
郭健邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Kwok (郭健邦), a licensed former licensee with CE reference APC264. This person has 14.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-13 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 - Asset management | 2019-11-13 | 2022-04-01 |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-30 | 2019-11-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-17 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-17 | 2022-04-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-09-17 | 2022-04-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | 2008-09-17 | 2019-11-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-18 | 2022-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Pong Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.