Richard Hector Stanley Windsor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Hector Stanley Windsor, a licensed former licensee with CE reference AOX940. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-26 | 2008-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-16 | 2007-05-17 |