Ka Ming Liu

廖家銘
CE No. AOX407 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Liu (廖家銘), a licensed former licensee with CE reference AOX407. This person has 4.3 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Wintone Securities Limited
榮通證券有限公司		 Rep Type 1 - Dealing in securities 2010-08-17 2012-09-21
Wintone Securities Limited
榮通證券有限公司		 Rep Type 1 - Dealing in securities 2007-05-16 2009-07-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tak Keung Leung Wintone Securities Limited 2007–2012
Wang Wai Hui Wintone Securities Limited 2007–2012
Chung Ming Ho Wintone Securities Limited 2007–2012
Cheong Yin Ho Wintone Securities Limited 2007–2012
Chi Wai Chan Wintone Securities Limited 2007–2012
Chung Wing Lai Wintone Securities Limited 2007–2012
Ying Hung Li Wintone Securities Limited 2007–2012
Wai Kit Wong Wintone Securities Limited 2007–2012
Chun Hou Lau Wintone Securities Limited 2009–2012
Andy Ka Wai Tse Wintone Securities Limited 2007–2011
Chi Ming Cheung Wintone Securities Limited 2007–2011
Wai Yin Sung Wintone Securities Limited 2007–2011
May Mei Yan Fung Wintone Securities Limited 2008–2011
Kin Kei Chau Wintone Securities Limited 2008–2010
Wai Sum Kwan Wintone Securities Limited 2010–2011
Ellis Yat Ming Chau Wintone Securities Limited 2009–2011
Christine Mei Lam Fu Wintone Securities Limited 2010–2011
Chi Hung Ng Wintone Securities Limited 2011–2012
Shung Lai Suen Wintone Securities Limited 2008
Pok Man Hung Wintone Securities Limited 2010
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