John Chen

陳健雄
CE No. AOX386 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Chen (陳健雄), a licensed former licensee with CE reference AOX386. This person has 3.3 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2007-05-15 2010-09-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Heung Yik Leung CLSA Research Limited 2007–2010
Edmund Hugh Bradley CLSA Research Limited 2007–2010
Wai Lok Man CLSA Research Limited 2007–2010
Christopher James Russell Wood CLSA Research Limited 2007–2010
Charles Anthony Yonts CLSA Research Limited 2007–2010
Ming-Kai Cheng CLSA Research Limited 2007–2010
Amar Singh Gill CLSA Research Limited 2007–2010
Christopher Michael Lobello CLSA Research Limited 2007–2010
Paul Conor McKenzie CLSA Research Limited 2007–2010
Simon Philip Powell CLSA Research Limited 2007–2010
Weifeng Zhang CLSA Research Limited 2007–2010
Francis Yiu Cheong Cheung CLSA Research Limited 2007–2010
Nicholas Willoughby Cashmore CLSA Research Limited 2007–2010
Chia-Chi Chen CLSA Research Limited 2007–2010
Andrew Tasman Driscoll CLSA Research Limited 2007–2010
Aaron Alexander Fischer CLSA Research Limited 2007–2010
William James Angus Graham CLSA Research Limited 2007–2010
Hui Chuan Lai CLSA Research Limited 2007–2010
Zhe Li CLSA Research Limited 2007–2010
James Scott Laprise CLSA Research Limited 2007–2010
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