Lai Ming Lo
盧麗明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ming Lo (盧麗明), a licensed former licensee with CE reference AOO258. This person has 9.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-12 | 2016-09-18 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-11 | 2016-09-18 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-11 | 2016-09-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-12 | 2012-03-14 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-12 | 2012-03-14 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ming Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hon Sum Wong | YF Futures Company Limited | 2012–2016 |
| Tai Pui Cheng | YF Futures Company Limited | 2013–2016 |
| Yee Kwong Hui | YF Futures Company Limited | 2013–2016 |
| Louis Wing Kwan Cheung | YF Futures Company Limited | 2012–2016 |
| Ngan Tim Lai | YF Futures Company Limited | 2012–2016 |
| Parish Cheung Ki Wong | YF Securities Company Limited | 2012–2016 |
| Tsun Ming Lam | YF Futures Company Limited | 2012–2016 |
| Tat Chi Chan | YF Futures Company Limited | 2012–2016 |
| Kwok Chun Ng | YF Securities Company Limited | 2012–2016 |
| Man Fai Yan | YF Securities Company Limited | 2012–2016 |
| Jeong Ju Lee | YF Securities Company Limited | 2012–2016 |
| Kwai Sheung Lee | YF Securities Company Limited | 2012–2016 |
| Kai Yin Lam | YF Securities Company Limited | 2012–2016 |
| Yee Hoi Chan | YF Asset Management Limited | 2016 |
| Tony Heung Ho Lam | YF Asset Management Limited | 2015–2016 |