Carol Yuen Yan Mo
毛婉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Yuen Yan Mo (毛婉茵), a licensed former licensee with CE reference AON680. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-05 | 2008-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Yuen Yan Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.