Duen Ting Mou
牟敦葶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duen Ting Mou (牟敦葶), a licensed former licensee with CE reference AOH534. This person has 8.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-30 | 2015-05-10 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-30 | 2015-05-10 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 - Advising on securities | 2010-09-29 | 2015-05-10 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2010-09-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2010-09-30 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-26 | 2010-06-02 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-12-28 | 2010-04-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-12-28 | 2010-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duen Ting Mou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.