Ka Wai Chen
陳家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Chen (陳家威), a licensed former licensee with CE reference AOG225. This person has 10.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2019-05-09 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-19 | 2010-06-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-19 | 2009-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.