Patrice Cohen

CE No. AOE136 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrice Cohen, a licensed former licensee with CE reference AOE136. This person has 2.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Louis Capital Markets (Hong Kong) Limited
滙通金融有限公司
RO Type 1 - Dealing in securities 2018-06-25 2021-01-21
Louis Capital Markets (Hong Kong) Limited
滙通金融有限公司
RO Type 2 - Dealing in futures contracts 2018-06-25 2021-01-21
Louis Capital Markets (Hong Kong) Limited
滙通金融有限公司
RO Type 4 - Advising on securities 2018-06-25 2021-01-21

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrice Cohen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alexander Mark Colin-Jones Louis Capital Markets (Hong Kong) Limited 2018–2020
Cheong Choon Oh Louis Capital Markets (Hong Kong) Limited 2018–2020
Timothy Charles Plunkett Louis Capital Markets (Hong Kong) Limited 2018–2020
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