Thomas Wai Hong Li
李偉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Wai Hong Li (李偉康), a licensed former licensee with CE reference ANY416. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphatraxx (H.K.) Limited | RO | Type 9 - Asset management | 2007-02-27 | 2008-12-18 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Wai Hong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Mark Sinclair | Alphatraxx (H.K.) Limited | 2007–2008 |
| Mark Andrew Williams | Alphatraxx (H.K.) Limited | 2007–2008 |
| Ryan Clifford Roberts | Alphatraxx (H.K.) Limited | 2007–2008 |
| Abid Aziz | Alphatraxx (H.K.) Limited | 2007–2008 |
| Sukant Radhakant Sharma | Alphatraxx (H.K.) Limited | 2007 |
| Mary Si Chiu | Alphatraxx (H.K.) Limited | 2007 |