Ellen Mo Ching Tam
譚慕貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Mo Ching Tam (譚慕貞), a licensed former licensee with CE reference ANR353. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | 2012-06-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-02 | 2010-07-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2010-07-14 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-28 | 2007-10-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-06 | 2007-02-26 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-18 | 2006-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellen Mo Ching Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.