Wai Yin Tam
譚慧妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Tam (譚慧妍), a licensed former licensee with CE reference ANR260. This person has 12.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-08 | 2022-04-19 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-08 | 2022-04-19 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-08 | 2022-04-19 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-23 | 2021-05-26 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-23 | 2021-05-26 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-23 | 2021-05-26 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-29 | 2018-01-05 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | 2015-12-29 | 2018-01-05 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2018-01-05 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-27 | 2014-12-30 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-05 | 2014-12-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-05 | 2010-03-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-05 | 2010-03-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-23 | 2009-08-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-07 | 2009-08-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2007-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yin Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.