Abhishek Bakshi

CE No. ANQ385 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Bakshi, a licensed former licensee with CE reference ANQ385. This person has 5.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 - Dealing in securities 2006-07-12 2011-12-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 - Advising on corporate finance 2006-07-12 2011-12-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Abhishek Bakshi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Monika Prabhudayal Agarwal RBS Asia Corporate Finance Limited 2006–2011
Michael William Robert Bracken RBS Asia Corporate Finance Limited 2006–2011
Maartje Leonoor Bus RBS Asia Corporate Finance Limited 2006–2011
Andrew Fu Chiu Fong RBS Asia Corporate Finance Limited 2006–2011
Matthew Kirkby RBS Asia Corporate Finance Limited 2006–2011
Steven Zwaan RBS Asia Corporate Finance Limited 2006–2011
Michael Robert Niederberger RBS Asia Corporate Finance Limited 2006–2011
May C Lee RBS Asia Corporate Finance Limited 2006–2010
Lindsay Victoria Campbell RBS Asia Corporate Finance Limited 2007–2011
Rene Arian Mijne RBS Asia Corporate Finance Limited 2006–2010
Yiu Keung Chow RBS Asia Corporate Finance Limited 2008–2011
Manoj Agarwal RBS Asia Corporate Finance Limited 2008–2011
Janet Hoi Ching Wong RBS Asia Corporate Finance Limited 2008–2011
Peter John Goulston RBS Asia Corporate Finance Limited 2006–2010
Bun Chen RBS Asia Corporate Finance Limited 2006–2011
James Pearson RBS Asia Corporate Finance Limited 2006–2009
Yiu Ting Tsoi RBS Asia Corporate Finance Limited 2006–2010
Gang Wu RBS Asia Corporate Finance Limited 2006–2011
Kenneth Yuk Hei Tseung RBS Asia Corporate Finance Limited 2006–2009
Xiao Yun Ang RBS Asia Corporate Finance Limited 2008–2011
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