Yun-Fu Shi
施云富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun-Fu Shi (施云富), a licensed former licensee with CE reference ANM243. This person has 3.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-03-11 | 2013-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-03-11 | 2013-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-28 | 2011-03-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-01-28 | 2011-03-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-05-27 | 2009-08-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-27 | 2009-08-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-05-27 | 2009-08-27 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-09 | 2006-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun-Fu Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.