Siu Mung Chu
朱小夢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mung Chu (朱小夢), a licensed former licensee with CE reference ANJ938. This person has 9.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Universe Futures Limited 環宇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-10-28 | 2016-01-18 |
| Central Universe Futures Limited 環宇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-10-28 | 2016-01-18 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-14 | 2013-10-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-18 | 2013-10-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-18 | 2013-10-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-05-18 | 2013-10-09 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Mung Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yun Fuk Leung | Central Universe Futures Limited | 2013–2016 |
| Hao Zhong | Central Universe Futures Limited | 2014–2016 |
| Yaoyao Huangfu | Central Universe Futures Limited | 2014–2016 |
| Hongtao Yang | Central Universe Futures Limited | 2013–2016 |
| Tin Ho Wong | Central Universe Futures Limited | 2014–2015 |
| Benyou Liang | Central Universe Futures Limited | 2015–2016 |