Kazier Kit Wah Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazier Kit Wah Chan (陳潔華), a licensed Responsible Officer with CE reference ANJ136. Currently licensed at 1 firm(s): Winnova Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winnova Capital Limited 勝路華資本有限公司 |
RO | Type 4 - Advising on securities | 2026-03-06 | present |
| Winnova Capital Limited 勝路華資本有限公司 |
RO | Type 9 - Asset management | 2026-03-06 | present |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-17 | 2025-07-15 |
| Tensant Securities Limited 天晟證券有限公司 |
RO | Type 4 - Advising on securities | 2023-07-17 | 2025-07-15 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-02 | 2023-07-17 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-02 | 2023-07-17 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 9 - Asset management | 2023-03-16 | 2023-04-03 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-28 | 2023-04-03 |
| Gamma Securities Limited 嘉謨證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-28 | 2023-04-03 |
| Lumineux Asset Management Limited 世傳資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-05 | 2022-08-01 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-17 | 2022-08-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
RO | Type 4 - Advising on securities | 2020-07-17 | 2022-08-31 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-22 | 2020-07-17 |
| Lumineux Securities Limited 世傳證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-22 | 2020-07-17 |
| Gamma Securities Limited 嘉謨證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-10 | 2020-05-01 |
| Gamma Securities Limited 嘉謨證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-10 | 2020-05-01 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-29 | 2017-09-29 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-16 | 2016-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-02 | 2015-12-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-17 | 2015-01-02 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2013-04-08 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-24 | 2013-04-08 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-08 | 2007-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kazier Kit Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.