Douglas Lee Poling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Lee Poling, a licensed former licensee with CE reference ANH510. This person has 2.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIG Financial Products (International) Limited | RO | Type 1 - Dealing in securities | 2006-11-17 | 2009-04-30 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Lee Poling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.