William Robert Somervell Lockhart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Robert Somervell Lockhart, a licensed former licensee with CE reference ANF270. This person has 3.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-21 | 2009-12-11 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-21 | 2009-12-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Robert Somervell Lockhart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.