Alexander Azim Shoghi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Azim Shoghi, a licensed former licensee with CE reference ANF174. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | RO | Type 4 - Advising on securities | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) | RO | Type 5 - Advising on futures contracts | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) | RO | Type 9 - Asset management | 2010-03-23 | 2012-02-09 |
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2006-03-23 | 2010-03-23 |
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2006-03-23 | 2010-03-23 |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2006-03-23 | 2010-03-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander Azim Shoghi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.