Arthur Jay Rosen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Jay Rosen, a licensed former licensee with CE reference AND375. This person has 1.6 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ramius Asia Ltd. | RO | Type 9 - Asset management | 2006-09-08 | 2008-04-14 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Jay Rosen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jonathan Davy Amon Moore | Ramius Asia Ltd. | 2006–2008 |
| Fei Fei Shum | Ramius Asia Ltd. | 2006–2008 |
| Simon Hwang | Ramius Asia Ltd. | 2006–2007 |
| Robert Arnold Levinson | Ramius Asia Ltd. | 2008 |
| Gongliang Wu | Ramius Asia Ltd. | 2008 |
| Ngee Kuan Teo | Ramius Asia Ltd. | 2008 |