Stephen Samuel Fleming
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Samuel Fleming, a licensed former licensee with CE reference ANA896. This person has 4.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Debt Management Hong Kong Limited | Rep | Type 9 - Asset management | 2006-02-15 | 2010-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Samuel Fleming during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.