Shu Yan Lau
劉樹恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Lau (劉樹恩), a licensed former licensee with CE reference AMY735. This person has 20.0 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-27 | 2026-01-27 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 4 - Advising on securities | 2021-10-27 | 2026-01-27 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 9 - Asset management | 2021-10-27 | 2026-01-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-23 | 2021-10-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-01-24 | 2019-12-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-24 | 2021-10-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-24 | 2021-10-15 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lai Yee Cheung | Mighty Fountain Capital Limited | 2021–2025 |
| Kwan Yung Ho | Mighty Fountain Capital Limited | 2022–2026 |
| Joseph Fook Loi Chong | Mighty Fountain Capital Limited | 2024–2025 |
| Ka Wai Sin | Mighty Fountain Capital Limited | 2024–2026 |
| Chao Keng Wong | Mighty Fountain Capital Limited | 2025–2026 |
| Yuanhang Yang | Mighty Fountain Capital Limited | 2025–2026 |