Taisuke Nishikawa

CE No. AMS401 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taisuke Nishikawa, a licensed former licensee with CE reference AMS401. This person has 13.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Riverwest Advisors Limited RO Type 9 - Asset management 2009-07-02 2020-03-31
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2005-11-28 2008-08-09
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2005-11-28 2008-08-09
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2005-11-28 2008-08-09

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Taisuke Nishikawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Mayuko Nishikawa Riverwest Advisors Limited 2009–2020
Tsutomu Suzuki Riverwest Advisors Limited 2009–2020
Te Hen Toku Chen Riverwest Advisors Limited 2017–2020
Wing Yin Wong Riverwest Advisors Limited 2013–2014
Fu Hang Mak Riverwest Advisors Limited 2011–2012
Wai Yan Fung Riverwest Advisors Limited 2011–2012
Masao Shimizu Riverwest Advisors Limited 2015
Tsz San Li Riverwest Advisors Limited 2011
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