Bruce Hiu Ping Yam
任曉平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Hiu Ping Yam (任曉平), a licensed former licensee with CE reference AMQ792. This person has 7.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-01-16 | 2021-04-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-05-09 | 2014-09-08 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-07 | 2006-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-11-07 | 2006-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bruce Hiu Ping Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.