Jerome Theodore Dandine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Theodore Dandine, a licensed former licensee with CE reference AMQ624. This person has 8.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-09-02 | 2020-10-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-02 | 2020-10-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-07 | 2015-06-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-07 | 2015-06-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2010-01-05 | 2011-10-04 |
| T.F.S. Derivatives HK Limited | RO | Type 2 - Dealing in futures contracts | 2009-04-03 | 2009-09-21 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-08 | 2007-01-29 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-08 | 2007-01-29 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-08 | 2007-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jerome Theodore Dandine during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.