Karen Ka Yin Ho
何家賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yin Ho (何家賢), a licensed former licensee with CE reference AMM129. This person has 6.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-09-27 | 2014-03-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-22 | 2014-03-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-22 | 2014-03-03 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-16 | 2008-04-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-16 | 2008-04-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-11-16 | 2008-04-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-28 | 2006-10-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-28 | 2006-10-22 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-02-17 | 2006-02-24 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2005-11-01 | 2006-01-11 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-11-01 | 2006-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Yin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.