Roy Naayen

CE No. AMM071 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roy Naayen, a licensed former licensee with CE reference AMM071. This person has 1.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Acumen Wealth Management Limited
誠明財富管理有限公司
Rep Type 4 - Advising on securities 2007-06-07 2008-02-27
Network Financial Services Limited
萬匯理財策劃有限公司
Rep Type 4 - Advising on securities 2005-09-22 2006-05-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Roy Naayen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Suet Yee Chan Acumen Wealth Management Limited 2007–2008
Jennifer Yuk Chun Pang Acumen Wealth Management Limited 2007–2008
Fred Yee Fai Cheng Acumen Wealth Management Limited 2007–2008
Cheuk Kuen Poon Network Financial Services Limited 2005–2006
Wing Ting Li Network Financial Services Limited 2005–2006
Monica Suk Fan Yiu Network Financial Services Limited 2005–2006
Ivy Wing Han Chan Network Financial Services Limited 2005–2006
Samuel Mark Irwin Network Financial Services Limited 2005–2006
Cherry Yuen Yee Leung Network Financial Services Limited 2005–2006
Michael Man Ki Pun Network Financial Services Limited 2005–2006
Amy Lai Ping Chan Network Financial Services Limited 2005–2006
So Han Chan Network Financial Services Limited 2005–2006
Amanda Diep Network Financial Services Limited 2005–2006
Kwok Wa Ho Network Financial Services Limited 2005–2006
William Chi Ming Kwan Network Financial Services Limited 2005–2006
James Gervase Roebuck Network Financial Services Limited 2005–2006
Barbora Seigrist Network Financial Services Limited 2005–2006
Fiona Wing Yee Leung Network Financial Services Limited 2005–2006
Mark Gerard O'Toole Network Financial Services Limited 2005–2006
Nancy Croll Network Financial Services Limited 2005–2006
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