Sam Ian She
佘心恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Ian She (佘心恩), a licensed former licensee with CE reference AML465. This person has 1.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-23 | 2007-07-14 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-23 | 2007-07-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-30 | 2006-06-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2006-06-15 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Ian She during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.