Charles Yiu Pong Lam

林耀邦
CE No. AML192 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yiu Pong Lam (林耀邦), a licensed former licensee with CE reference AML192. This person has 0.4 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
CMC Markets Asia Limited
盈豐財資市場亞洲有限公司
Rep Type 3 - Leveraged foreign exchange trading 2005-10-18 2006-03-10

Worked alongside

The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Yiu Pong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Yu Kwok CMC Markets Asia Limited 2005–2006
Chi Hang Leung CMC Markets Asia Limited 2005–2006
Vivienne Fung Ching Lee CMC Markets Asia Limited 2005–2006
Chi Hin Tsui CMC Markets Asia Limited 2005–2006
Raymond Ka Yin Mok CMC Markets Asia Limited 2005–2006
Benjamin James Robson CMC Markets Asia Limited 2005–2006
Yat Ho Lee CMC Markets Asia Limited 2005–2006
David Lachlan Meacle Trew CMC Markets Asia Limited 2005–2006
Daniel Wai Tsun Yau CMC Markets Asia Limited 2005
Alan Wai Lun Ho CMC Markets Asia Limited 2006
Tao King Xin CMC Markets Asia Limited 2006
John Frederick Ersser CMC Markets Asia Limited 2005
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