Rocco Paduano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rocco Paduano, a licensed former licensee with CE reference AMK429. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-20 | 2010-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-20 | 2010-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-11-20 | 2010-10-22 |
| LXL Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2009-07-16 | 2009-08-31 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-10-17 | 2009-07-16 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Rocco Paduano during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.