Charles Francis Campbell Poulton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Francis Campbell Poulton, a licensed former licensee with CE reference AMK227. This person has 15.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-11-06 | 2021-09-30 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2009-11-06 | 2021-09-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2006-05-04 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2005-09-05 | 2008-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Francis Campbell Poulton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.