Johnny Shing Kwan Lai
黎成坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Shing Kwan Lai (黎成坤), a licensed former licensee with CE reference AMI015. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-07 | 2009-06-04 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-01-07 | 2009-06-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-29 | 2006-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Shing Kwan Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.