Ricky Wai Kei Lau
劉偉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Kei Lau (劉偉琪), a licensed former licensee with CE reference AMF971. This person has 7.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | Rep | Type 1 - Dealing in securities | 2019-03-04 | 2019-05-16 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 - Advising on securities | 2019-03-04 | 2019-05-16 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-30 | 2019-01-01 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 - Advising on securities | 2017-11-30 | 2019-01-01 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-07 | 2017-11-30 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-07 | 2017-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Wai Kei Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Fildes Bamford | TPG Capital, Limited | 2012–2019 |
| Yanjun Sun | TPG Capital, Limited | 2014–2018 |
| Timothy David Dattels | TPG Capital, Limited | 2014–2019 |
| Cheuk Kwan Wong | TPG Capital, Limited | 2014–2018 |
| Jieyeon Kim | TPG Capital, Limited | 2015–2019 |
| Seung June Lee | TPG Capital, Limited | 2014–2018 |
| Zhengjie Chen | TPG Capital, Limited | 2016–2019 |
| Ross Wilder Hiatt | TPG Capital, Limited | 2014–2017 |
| Stephen Mark Peel | TPG Capital, Limited | 2012–2014 |
| Leung Hung | TPG Capital, Limited | 2014–2016 |
| Stefan Kowski | TPG Capital, Limited | 2012–2014 |
| Jennifer Sarah Clark Shah | TPG Capital, Limited | 2016–2019 |
| Shengchu Zhu | TPG Capital, Limited | 2012–2014 |
| Jinping Sun | TPG Capital, Limited | 2016–2018 |
| Yubo Gong | TPG Capital, Limited | 2012–2014 |
| Rayhan Nadarajah | TPG Capital, Limited | 2016–2018 |
| Nooryana Najwa Dato Sri Mohd Najib | TPG Capital, Limited | 2013–2014 |
| Daniel Tianhang Hu | TPG Capital, Limited | 2016–2017 |
| Jinyong Cai | TPG Capital, Limited | 2016–2018 |
| Feng Fu | TPG Capital, Limited | 2014–2015 |