Dennis Sai Leung Lee
李世亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Sai Leung Lee (李世亮), a licensed former licensee with CE reference AMF898. This person has 17.6 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-12-15 | 2022-07-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-12-15 | 2022-07-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-12-15 | 2023-06-19 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-10 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-07-10 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-01-24 | 2020-12-14 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-23 | 2019-01-24 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-23 | 2019-01-24 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-10-23 | 2019-01-24 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-02-27 | 2018-09-16 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-27 | 2018-09-16 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-27 | 2018-09-16 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-11 | 2018-09-16 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-18 | 2017-10-11 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-18 | 2018-02-27 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-11 | 2017-06-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-29 | 2017-06-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-12 | 2016-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Sai Leung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.