Yuen Yee Shum
沈婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Shum (沈婉儀), a licensed former licensee with CE reference AME573. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-05 | 2012-06-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-03 | 2012-06-01 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-05 | 2007-05-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-11 | 2006-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yee Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.