Geoffrey Raymond Howie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Raymond Howie, a licensed former licensee with CE reference AME455. This person has 3.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-13 | 2011-01-31 |
| Macquarie Asia Securities Limited | RO | Type 2 - Dealing in futures contracts | 2008-07-08 | 2009-03-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-10 | 2009-03-06 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-10 | 2008-07-08 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-26 | 2007-04-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-08-26 | 2007-04-25 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 4 - Advising on securities | 2005-08-26 | 2007-04-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-08-26 | 2007-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffrey Raymond Howie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.