Daniel Kei Yiu Shum
沈其耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Kei Yiu Shum (沈其耀), a licensed former licensee with CE reference ALY610. This person has 15.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-27 | 2025-04-30 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-04-03 | 2025-04-30 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-04-03 | 2025-04-30 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-04 | 2022-08-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2020-06-04 | 2022-08-31 |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 - Asset management | 2020-03-06 | 2022-08-31 |
| Fantasia Asset Management Limited 花樣年資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-03 | 2019-10-23 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 - Asset management | 2017-08-17 | 2018-11-16 |
| Polymathy Capital Limited 博今資本有限公司 |
RO | Type 9 - Asset management | 2013-12-17 | 2015-07-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-17 | 2012-08-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-28 | 2010-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-28 | 2010-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Kei Yiu Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.