Richard Maxwell Godwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Maxwell Godwin, a licensed former licensee with CE reference ALW546. This person has 5.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-06-17 | 2024-06-28 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2007-03-22 | 2010-05-26 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2007-03-22 | 2010-05-26 |
| Pi Investment Management Limited | Rep | Type 4 - Advising on securities | 2005-04-14 | 2007-03-16 |
| Pi Investment Management Limited | Rep | Type 5 - Advising on futures contracts | 2005-04-14 | 2007-03-16 |
| Pi Investment Management Limited | Rep | Type 9 - Asset management | 2005-04-14 | 2007-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Maxwell Godwin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.