Shirley Pui Yen Chan
陳珮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Pui Yen Chan (陳珮恩), a licensed former licensee with CE reference ALU922. This person has 6.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-21 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 - Advising on securities | 2014-08-07 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-17 | 2018-01-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-17 | 2018-01-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-17 | 2014-08-07 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-11 | 2006-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Pui Yen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.