Wing Kin Kwan
關永堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Kwan (關永堅), a licensed former licensee with CE reference ALU751. This person has 10.6 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asiya Investments Hong Kong Limited | Rep | Type 4 - Advising on securities | 2014-04-22 | 2016-07-07 |
| Asiya Investments Hong Kong Limited | Rep | Type 9 - Asset management | 2014-04-22 | 2016-07-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-15 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-07-15 | 2013-09-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-25 | 2008-06-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-06-25 | 2008-06-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-18 | 2008-06-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-10 | 2007-05-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Kin Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.