John Him Tang
鄧謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Him Tang (鄧謙), a licensed former licensee with CE reference ALU515. This person has 5.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-01-06 | 2018-04-27 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-19 | 2018-04-27 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-08-19 | 2018-04-27 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-14 | 2018-04-27 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-14 | 2018-04-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-07-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-16 | 2015-07-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-01 | 2011-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-01 | 2005-07-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-14 | 2005-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Him Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.