Wai Kwan Li
李偉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Li (李偉君), a licensed former licensee with CE reference ALU154. This person has 2.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-29 | 2018-11-19 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-19 | 2018-11-19 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-19 | 2018-11-19 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-26 | 2017-09-30 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-26 | 2017-09-30 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-26 | 2017-09-30 |
| Getta Asset Management Limited 皆得資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-26 | 2017-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.