Tim Tsing To Luk

陸政渡
CE No. ALU140 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tim Tsing To Luk (陸政渡), a licensed former licensee with CE reference ALU140. This person has 8.7 years of SFC licence history. Total licence records on file: 7.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2013-07-02 2013-12-03
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-07-02 2013-12-03
De Riva Asia Limited Rep Type 1 - Dealing in securities 2010-11-12 2013-06-28
De Riva Asia Limited Rep Type 2 - Dealing in futures contracts 2010-11-12 2013-06-28
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2005-03-10 2010-11-06
KGI Securities (Hong Kong) Limited
凱基證券(香港)有限公司
Rep Type 1 - Dealing in securities 2005-03-10 2010-11-06
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2005-03-10 2010-11-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tim Tsing To Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tong Heng Ngo KGI Securities (Hong Kong) Limited 2005–2010
Karim Kabbabe KGI Securities (Hong Kong) Limited 2006–2010
Joanne Oi Man Cheung KGI Securities (Hong Kong) Limited 2006–2010
Ghaleb Ferjane KGI Securities (Hong Kong) Limited 2007–2010
Nelson Wong KGI Securities (Hong Kong) Limited 2006–2010
Betty Siu Ping Wong KGI Securities (Hong Kong) Limited 2005–2010
Wai Chung Lee KGI Securities (Hong Kong) Limited 2005–2010
Ting Cheung Young KGI Securities (Hong Kong) Limited 2005–2010
Daisy Yan Ki Ling KGI Securities (Hong Kong) Limited 2005–2010
Man Sang Law KGI Securities (Hong Kong) Limited 2005–2010
Wendy Lou De Riva Asia Limited 2010–2013
Wing Chung Lai KGI Securities (Hong Kong) Limited 2005–2010
Ernest Ling Chung Chow De Riva Asia Limited 2010–2013
Raphael Pierre Benjamin Gautier De Riva Asia Limited 2010–2013
Amy Yuen Shan Poon KGI Securities (Hong Kong) Limited 2005–2010
Tsz Hon Chan KGI Securities (Hong Kong) Limited 2006–2010
Yuen Wah Wu KGI Securities (Hong Kong) Limited 2006–2010
Kwun Hei Hui KGI Securities (Hong Kong) Limited 2006–2010
Colin Celan Ling KGI Securities (Hong Kong) Limited 2006–2010
Kuan Hsun Chu KGI Securities (Hong Kong) Limited 2005–2010
Explore the interactive colleague network →

Related