Ellen Ruth Herman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Ruth Herman, a licensed former licensee with CE reference ALQ521. This person has 0.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-19 | 2005-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellen Ruth Herman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.