Mamoru Taniya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mamoru Taniya, a licensed former licensee with CE reference AKS912. This person has 7.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited | RO | Type 4 - Advising on securities | 2021-09-02 | 2024-02-20 |
| dLab Asset Management Limited | RO | Type 9 - Asset management | 2021-09-02 | 2024-02-20 |
| dLab Asset Management Limited | Rep | Type 9 - Asset management | 2021-07-19 | 2021-09-02 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-02-23 | 2021-03-31 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 9 - Asset management | 2016-06-23 | 2021-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mamoru Taniya during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.